Kelly L. Uber

CRD 6099828 · Fidelity Brokerage Services LLC · Fairlawn, OH

IA RegisteredBroker

Also appears in the source record as: Kelly Lynn Freeman; Kelly Freeman; Kelly Lynn Uber; Kelly L Uber

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10Series 7TOSIESeries 6
Registered states (4): Massachusetts · Ohio · Texas · Utah
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Fairlawn, OH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Doylestown, OH · BD capacity

Jun 17, 2020 → present
Fidelity Brokerage Services LLCCurrent
Fairlawn, OH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 2, 2020 → Mar 31, 2025
Key Investment Services LLC
IA capacity

Sep 4, 2019 → Jun 3, 2020
Key Investment Services LLC
BD capacity

Mar 20, 2018 → Jun 3, 2020
Citizens Securities, Inc.
BD capacity

Mar 20, 2017 → Feb 26, 2018
Charles Schwab & Co., Inc.
BD capacity

Jun 29, 2015 → Nov 10, 2015
The Huntington Investment Company
BD capacity

Jul 23, 2014 → Jun 18, 2015
The Huntington Investment Company
BD capacity

Jan 16, 2013 → Jun 14, 2013

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.