Jiven Flores

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (3)

Series 66SIESeries 7

Registered states (25)

Alabama · Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Indiana · Massachusetts · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oregon · Rhode Island · South Dakota · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin

Years in the industry (source record)

10

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Burbank, CA · IA capacity
  Jun 16, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Santa Clarita, CA · BD capacity
  Jun 9, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Burbank, CA · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Jun 20, 2023 → May 31, 2024
• Fidelity Brokerage Services LLC

  BD capacity
  Jun 6, 2023 → May 30, 2024
• Empower Financial Services, Inc.

  BD capacity
  Aug 18, 2022 → Mar 3, 2023
• Empower Advisory Group, LLC

  IA capacity
  Aug 18, 2022 → Mar 3, 2023
• Charles Schwab & Co., Inc.

  BD capacity
  Jan 26, 2022 → Aug 11, 2022
• Charles Schwab & Co., Inc.

  IA capacity
  Jan 26, 2022 → Aug 11, 2022
• Td Ameritrade, Inc.

  IA capacity
  Feb 27, 2018 → Aug 11, 2022
• Td Ameritrade, Inc.

  BD capacity
  Feb 26, 2018 → Aug 11, 2022
• Td Ameritrade Investment Management, LLC

  IA capacity
  Feb 26, 2018 → Aug 11, 2022
• Scottrade Investment Management

  IA capacity
  Oct 4, 2016 → Feb 26, 2018
• Scottrade, Inc.

  BD capacity
  Sep 15, 2016 → Feb 26, 2018

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.