Mathieu Spence Godin

CRD 6109575 · Charles Schwab & Co., Inc. · Glen Allen, VA

IA RegisteredBroker

Also appears in the source record as: Mathieu Godin; Mathieu S Godin; Mathieu Spence-Godin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (13): California · Colorado · Florida · Georgia · Michigan · Mississippi · Nevada · New Hampshire · North Carolina · Pennsylvania · South Carolina · Virginia · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Glen Allen, VA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Glen Allen, VA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Glen Allen, VA · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Charlotte, NC · IA capacity

Nov 9, 2018 → Jul 5, 2019
Ubs Financial Services Inc.
Charlotte, NC · BC capacity

Nov 9, 2018 → Jul 5, 2019
Pnc Investments
Charlotte, NC · IA capacity

Apr 24, 2018 → Nov 1, 2018
Pnc Investments
Charlotte, NC · BC capacity

Apr 4, 2018 → Nov 1, 2018
Axa Advisors, LLC
Charlotte, NC · BC capacity

Mar 1, 2016 → Apr 2, 2018

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6109575 ↗ FINRA BrokerCheck record for CRD 6109575 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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