Jeffrey William Otway
Also appears in the source record as: Jeffrey W Otway; Jeffrey Otway
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 66Series 63
- Registered states (20)
- Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Massachusetts · Michigan · Minnesota · Missouri · New York · Tennessee · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (9)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
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Td Ameritrade, Inc.Tinley Park, IL · IA capacityAug 1, 2018 → Oct 24, 2020
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Td Ameritrade Investment Management, LLCTinley Park, IL · IA capacityAug 1, 2018 → Oct 24, 2020
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Td Ameritrade, Inc.Tinley Park, IL · BC capacityJun 21, 2018 → Oct 24, 2020
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Ef Legacy Securities, LLCOak Brook, IL · BC capacityApr 22, 2016 → Jun 13, 2018
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Sanders Morris Harris LLCOak Brook, IL · BC capacityJun 24, 2013 → Apr 22, 2016
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J.P. Morgan Securities LLCWorth, IL · BC capacityOct 1, 2012 → Jun 20, 2013
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Chase Investment Services Corp.Worth, IL · BC capacitySep 18, 2012 → Oct 1, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.