Massimo Paone

CRD 6113706 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Massimo P Aone; Massimo Paone

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Td Private Client Wealth LLC
New York, NY · BC capacity

Apr 27, 2022 → Feb 20, 2026
Td Private Client Wealth LLC
New York, NY · IA capacity

Apr 26, 2022 → Feb 20, 2026
Populist Capital LLC
New Canaan, CT · IA capacity

Feb 28, 2022 → Apr 20, 2022
Regal Investment Advisors LLC
New Canaan, CT · IA capacity

Apr 22, 2019 → Feb 25, 2022
Regulus Advisors, LLC
New Canaan, CT · BC capacity

Apr 23, 2019 → May 8, 2020
Altrius Capital Management, Inc.
New Bern, NC · IA capacity

Jun 1, 2017 → Oct 25, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Durham, NC · IA capacity

Apr 9, 2014 → Jun 15, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Durham, NC · BC capacity

Apr 9, 2014 → Jun 15, 2017

Source & corrections

Where this page comes from

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