Maria Luisa Abrams
Also appears in the source record as: Maria Luisa Ingrande; Maria Ingrande
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 63Series 10SIESeries 7Series 6
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 14
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (12)
From the source registration record · current first
-
Mar 31, 2025 → present
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Feb 28, 2022 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityMar 16, 2022 → Mar 31, 2025
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Janney Montgomery Scott LLCBD capacityJan 6, 2020 → Jan 10, 2022
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Janney Montgomery Scott LLCIA capacityJan 6, 2020 → Jan 10, 2022
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Lincoln Financial Advisors CorporationBD capacityFeb 6, 2019 → Dec 19, 2019
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Lincoln Financial Advisors CorporationIA capacityFeb 6, 2019 → Dec 19, 2019
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Wells Fargo Clearing Services, LLCIA capacityOct 20, 2015 → Feb 14, 2019
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Wells Fargo Clearing Services, LLCBD capacityOct 12, 2015 → Feb 14, 2019
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Lpl Financial LLCBD capacityJan 6, 2015 → Jun 29, 2015
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Unionbanc Investment Services, LLCBD capacityOct 2, 2012 → Oct 1, 2014
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.