Richard John Gunderud

CRD 6116412 · Fidelity Brokerage Services LLC · Shrewsbury, NJ

IA RegisteredBroker

Also appears in the source record as: Richard J Gunderud

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 6Series 26Series 65Series 63
Registered states (9): Delaware · Florida · New Jersey · New York · Ohio · Pennsylvania · South Carolina · Texas · Washington
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Shrewsbury, NJ · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Shrewsbury, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Bridgewater, NJ · IA capacity

Sep 25, 2023 → Mar 31, 2025
E*trade Securities LLC
Morristown, NJ · BC capacity

May 27, 2020 → Aug 21, 2023
E*trade Capital Management, LLC
Morristown, NJ · IA capacity

May 27, 2020 → Aug 18, 2023
Morgan Stanley
Morristown, NJ · BC capacity

Mar 21, 2023 → Aug 17, 2023
Park Avenue Securities LLC
Wall, NJ · IA capacity

Oct 8, 2019 → May 22, 2020
Park Avenue Securities LLC
Wall, NJ · BC capacity

Oct 8, 2019 → May 22, 2020
Prudential Financial Planning Services
East Brunswick, NJ · IA capacity

Aug 6, 2018 → Oct 3, 2019
Pruco Securities, LLC.
East Brunswick, NJ · BC capacity

Jan 9, 2018 → Oct 3, 2019
Mml Investors Services, LLC
Bridgewater, NJ · BC capacity

Nov 10, 2015 → Dec 14, 2017
Hornor, Townsend & Kent, Inc.
Edison, NJ · BC capacity

Jan 7, 2015 → Sep 18, 2015

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6116412 ↗ FINRA BrokerCheck record for CRD 6116412 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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