Judin Pierre Louis
Also appears in the source record as: Judin Pierrelouis
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (18)
- California · Connecticut · Delaware · District Of Columbia · Florida · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (15)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsChappaqua, NY · IA capacitySep 6, 2023 → Mar 31, 2025
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E*trade Securities LLCPurchase, NY · BC capacityMar 20, 2019 → Aug 21, 2023
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E*trade Capital Management, LLCPurchase, NY · IA capacityMar 22, 2019 → Aug 18, 2023
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Morgan StanleyPurchase, NY · BC capacityMar 23, 2023 → Aug 17, 2023
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Citigroup Global Markets Inc.White Plains, NY · IA capacityDec 10, 2015 → Apr 4, 2019
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Citigroup Global Markets Inc.White Plains, NY · BC capacityDec 10, 2015 → Apr 4, 2019
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Capital One Advisors, LLCSeattle, WA · IA capacityJan 28, 2015 → Dec 8, 2015
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Capital One Investing, LLCScarsdale, NY · BC capacityJan 2, 2015 → Dec 8, 2015
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Capital One Financial Advisors LLCScarsdale, NY · IA capacitySep 22, 2014 → Jan 28, 2015
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Capital One Investment Services LLCWhite Plains, NY · BC capacitySep 18, 2014 → Jan 2, 2015
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J.P. Morgan Securities LLCBronx, NY · IA capacityJan 13, 2014 → Oct 9, 2014
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J.P. Morgan Securities LLCBronx, NY · BC capacityJan 13, 2014 → Oct 9, 2014
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Morgan StanleyGreat Neck, NY · IA capacityDec 22, 2012 → Oct 23, 2013
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.