Marissa C Vandenberg

CRD 6122327 · Wells Fargo Advisors · Traverse City, MI

IA RegisteredBroker

Also appears in the source record as: Marissa Cabel; Marissa Cabel Vandenberg; Marissa Vandenberg; Mariz Vandenberg

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 6TOSIESeries 7Series 66
Registered states (41): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Traverse City, MI · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Traverse City, MI · BC capacity

start not retrieved → present
United Advisors America
Traverse City, MI · IA capacity

Aug 11, 2021 → Dec 15, 2021
Raymond James Financial Services Advisors, Inc
Traverse City, MI · IA capacity

Oct 7, 2020 → Dec 21, 2020
Raymond James Financial Services, Inc.
Traverse City, MI · BC capacity

Oct 7, 2020 → Dec 21, 2020
Td Ameritrade, Inc.
Traverse City, MI · IA capacity

Jan 14, 2019 → Sep 10, 2019
Td Ameritrade Investment Management, LLC
Traverse City, MI · IA capacity

Jan 14, 2019 → Sep 10, 2019
Td Ameritrade, Inc.
Traverse City, MI · BC capacity

Jan 14, 2019 → Sep 10, 2019
J.P. Morgan Securities LLC
Traverse City, MI · IA capacity

Dec 13, 2018 → Jan 16, 2019
J.P. Morgan Securities LLC
Traverse City, MI · BC capacity

Dec 13, 2018 → Jan 16, 2019
Huntington Financial Advisors
Williamsburg, MI · IA capacity

Jan 30, 2017 → Nov 19, 2018
The Huntington Investment Company
Williamsburg, MI · BC capacity

Jul 22, 2016 → Nov 19, 2018
Pnc Investments
Traverse City, MI · IA capacity

May 8, 2015 → Jul 18, 2016
Pnc Investments
Traverse City, MI · BC capacity

May 6, 2015 → Jul 18, 2016
State Farm Vp Management Corp.
Bloomington, IL · BC capacity

Jan 13, 2015 → Mar 27, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Traverse City, MI · IA capacity

Jan 8, 2013 → May 2, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Traverse City, MI · BC capacity

Dec 4, 2012 → May 2, 2014

Source & corrections

Where this page comes from

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