Jeffrey Beck

CRD 6126919 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Jeff F Beck; Jeff Beck; Jeffrey Francis Beck

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 7Series 63Series 66
Registered states (19): Arizona · California · Colorado · Connecticut · Florida · Illinois · Maine · Massachusetts · Michigan · New Hampshire · New Jersey · New York · Ohio · Oregon · Pennsylvania · Rhode Island · Texas · Vermont · Virginia
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Vanguard Marketing Corporation
Plano, TX · BC capacity

Jun 11, 2022 → May 15, 2025
Vanguard Advisers, Inc.
Plano, TX · IA capacity

Jun 3, 2022 → May 15, 2025
Personal Capital Advisors Corporation
Dallas, TX · IA capacity

Aug 20, 2020 → May 13, 2022
E*trade Capital Management, LLC
Dallas, TX · IA capacity

Oct 22, 2018 → Aug 21, 2019
E*trade Securities LLC
Dallas, TX · BC capacity

Oct 22, 2018 → Aug 21, 2019
Td Ameritrade, Inc.
Southlake, TX · IA capacity

Mar 9, 2015 → Sep 7, 2018
Td Ameritrade Investment Management, LLC
Fort Worth, TX · IA capacity

Mar 9, 2015 → Sep 7, 2018
Td Ameritrade, Inc.
Southlake, TX · BC capacity

Nov 12, 2012 → Sep 7, 2018

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6126919 ↗ FINRA BrokerCheck record for CRD 6126919 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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