Keith J Kozubal

CRD 6132766 · Edward Jones · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Keith John Kozubal; Keith Kozubal

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 7Series 6Series 3Series 34Series 31Series 30Series 66Series 63
Registered states (2): Colorado · Missouri
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (10)

From the source registration record · current first

Edward JonesCurrent
Castle Rock, CO · IA capacity

start not retrieved → present
Edward JonesCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Lpl Financial LLC
Frisco, CO · BC capacity

Oct 29, 2021 → May 8, 2025
Western Wealth Management LLC
Frisco, CO · IA capacity

Nov 7, 2021 → May 6, 2025
Morgan Stanley
Colorado Springs, CO · IA capacity

Nov 12, 2018 → Nov 22, 2021
Morgan Stanley
Colorado Springs, CO · BC capacity

Nov 12, 2018 → Nov 22, 2021
Raymond James Financial Services Advisors, Inc
Castle Rock, CO · IA capacity

Mar 25, 2015 → Dec 22, 2017
Raymond James Financial Services, Inc.
Castle Rock, CO · BC capacity

Sep 17, 2014 → Dec 22, 2017
Fidelity Brokerage Services LLC
Greenwood Village, CO · BC capacity

Nov 8, 2013 → Sep 3, 2014
Gwfs Equities, Inc.
Greenwood Village, CO · BC capacity

Nov 30, 2012 → Aug 10, 2013

Source & corrections

Where this page comes from

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