Timothy Jolliffe

CRD 6137519 · J.P. Morgan Securities LLC · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Tim Jolliffe; Timothy E Jolliffe; Timothy Eldon Jolliffe; Timothy Jolliffe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (19): California · Colorado · Connecticut · Florida · Georgia · Indiana · Iowa · Maryland · Massachusetts · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Washington · Wisconsin
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6137519 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Columbus, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
Fifth Third Securities, Inc.
Columbus, OH · IA capacity

Jun 11, 2014 → Oct 5, 2015
Fifth Third Securities, Inc.
Columbus, OH · BC capacity

Jun 11, 2014 → Oct 5, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Columbus, OH · IA capacity

Feb 20, 2013 → Sep 24, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Columbus, OH · BC capacity

Jan 14, 2013 → Sep 24, 2013

Source & corrections

Where this page comes from

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