Thomas F. Fay

CRD 6146909 · Fidelity Brokerage Services LLC · Reston, VA

IA RegisteredBroker

Also appears in the source record as: Thomas Francis Fay Jr; Thomas Francis Fay Jr.; Thomas Francis Fay

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (14): Arizona · California · District Of Columbia · Florida · Illinois · Maryland · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · Texas · Virginia · West Virginia
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Reston, VA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Reston, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Reston, VA · IA capacity

Feb 10, 2023 → Mar 31, 2025
Ameriprise Financial Services, LLC
Fairfax, VA · IA capacity

May 25, 2018 → Oct 19, 2022
Ameriprise Financial Services, LLC
Fairfax, VA · BC capacity

May 25, 2018 → Oct 19, 2022
Ef Legacy Securities, LLC
Ashburn, VA · BC capacity

Apr 22, 2016 → Feb 26, 2018
Edelman Financial Services, LLC
Ashburn, VA · IA capacity

Aug 18, 2014 → Feb 26, 2018
Sanders Morris Harris LLC
Ashburn, VA · BC capacity

Aug 18, 2014 → Apr 22, 2016
Prudential Financial Planning Services
Hunt Valley, MD · IA capacity

Dec 17, 2013 → Jun 30, 2014
Pruco Securities, LLC.
Hunt Valley, MD · BC capacity

Jan 29, 2013 → Jun 30, 2014

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6146909 ↗ FINRA BrokerCheck record for CRD 6146909 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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