Jonathan Germano
Also appears in the source record as: Jonathan R Germano; Jon Germano; Jonathan Ryan Germano; Jonathan Germano
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (14)
- Colorado · District Of Columbia · Florida · Georgia · Kentucky · Maryland · Michigan · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia · West Virginia
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (17)
From the source registration record · current first
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Mar 31, 2025 → present
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Mar 11, 2022 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityMar 17, 2022 → Mar 31, 2025
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Rbc Capital Markets, LLCIA capacityJun 2, 2020 → Mar 2, 2022
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Rbc Capital Markets, LLCBD capacityJun 1, 2020 → Mar 2, 2022
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Ubs Financial Services Inc.BD capacityJan 21, 2020 → Jun 10, 2020
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Ubs Financial Services Inc.IA capacityJan 21, 2020 → Jun 10, 2020
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Rbc Capital Markets, LLCIA capacityJun 1, 2020 → Jun 1, 2020
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Hsbc Securities (USA) Inc.BD capacityAug 3, 2017 → Jan 29, 2020
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Hsbc Securities (USA) Inc.IA capacityAug 3, 2017 → Jan 29, 2020
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Pnc InvestmentsBD capacityAug 13, 2015 → Jul 6, 2017
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Pnc InvestmentsIA capacityAug 13, 2015 → Jul 6, 2017
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Wells Fargo Advisors, LLCBD capacityApr 3, 2014 → Jun 29, 2015
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Wells Fargo Advisors, LLCIA capacityApr 3, 2014 → Jun 29, 2015
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Axa Advisors, LLCIA capacityApr 19, 2013 → Jul 8, 2013
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Axa Advisors, LLCBD capacityMar 15, 2013 → Jul 8, 2013
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.