Laci H Davis

CRD 6181623 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Laci Hanabah Davis; Laci Davis; Leah Davis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 6Series 24Series 66Series 63
Registered states (28): Alabama · Alaska · Arizona · California · Colorado · Florida · Hawaii · Idaho · Indiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New York · Ohio · Oklahoma · Oregon · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Tempe, AZ · IA capacity

Oct 28, 2022 → Sep 18, 2024
J.P. Morgan Securities LLC
Tempe, AZ · BC capacity

Oct 28, 2022 → Sep 18, 2024
Robinhood Financial, LLC
Tempe, AZ · BC capacity

Jan 5, 2021 → Aug 9, 2022
Morgan Stanley
Gilbert, AZ · IA capacity

Jun 4, 2019 → Dec 17, 2020
Morgan Stanley
Gilbert, AZ · BC capacity

Apr 9, 2019 → Dec 17, 2020
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Sep 25, 2015 → Apr 9, 2019

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6181623 ↗ FINRA BrokerCheck record for CRD 6181623 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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