Pedro Andres Lugo

CRD 6181875 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Pero Andres Lugo; Peter Lugo; Peter Andrew Lugo; Pedro Andres Lugovaquer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (13): California · Connecticut · Florida · Georgia · Illinois · Massachusetts · Missouri · New Jersey · New York · Ohio · Pennsylvania · Puerto Rico · Texas
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6181875 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (17)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orlando, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orlando, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Celebration, FL · IA capacity

May 3, 2023 → May 30, 2024
Fidelity Brokerage Services LLC
Jacksonville, FL · BC capacity

Mar 22, 2023 → May 30, 2024
Mml Investors Services, LLC
Orlando, FL · IA capacity

Apr 14, 2020 → Jul 1, 2022
Mml Investors Services, LLC
Orlando, FL · BC capacity

Apr 8, 2020 → Jul 1, 2022
Northwestern Mutual Investment Services,llc
Orlando, FL · IA capacity

May 1, 2019 → Oct 30, 2019
Northwestern Mutual Investment Services, LLC
Orlando, FL · BC capacity

Apr 30, 2019 → Oct 30, 2019
Charles Schwab & Co., Inc.
Orlando, FL · IA capacity

Jan 9, 2018 → Mar 13, 2019
Charles Schwab & Co., Inc.
Orlando, FL · BC capacity

Nov 13, 2017 → Mar 13, 2019
Advisorlist, Inc.
Wilmington, DE · IA capacity

Jan 15, 2015 → Aug 14, 2017
Wells Fargo Advisors, LLC
Bethesda, MD · IA capacity

Sep 4, 2014 → Nov 17, 2015
Wells Fargo Advisors, LLC
Bethesda, MD · BC capacity

Sep 4, 2014 → Nov 17, 2015
Morgan Stanley
Washington, DC · IA capacity

Mar 4, 2014 → Jul 29, 2014
Morgan Stanley
Washington, DC · BC capacity

Feb 27, 2014 → Jul 29, 2014
Edward Jones
St Louis, MO · IA capacity

Jun 11, 2013 → Aug 13, 2013
Edward Jones
St Louis, MO · BC capacity

May 15, 2013 → Aug 13, 2013

Source & corrections

Where this page comes from

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