Richard W. Fisher

CRD 6185992 · Wells Fargo Advisors · Vancouver, WA

IA RegisteredBroker

Also appears in the source record as: Rick Wesley Fisher; Richard Wesley Fisher Jr; Richard Wesley Fisher Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (4): California · North Carolina · Oregon · Washington
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6185992 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Vancouver, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Vancouver, WA · BC capacity

start not retrieved → present
Key Investment Services LLC
Vancouver, WA · IA capacity

Mar 11, 2020 → Sep 16, 2024
Key Investment Services LLC
Vancouver, WA · BC capacity

Feb 20, 2020 → Sep 16, 2024
J.P. Morgan Securities LLC
Portland, OR · IA capacity

Apr 6, 2016 → Nov 27, 2019
J.P. Morgan Securities LLC
Portland, OR · BC capacity

Apr 6, 2016 → Nov 27, 2019
Morgan Stanley
Portland, OR · IA capacity

Apr 1, 2014 → Mar 21, 2016
Morgan Stanley
Portland, OR · BC capacity

Apr 1, 2014 → Mar 21, 2016
Waddell & Reed, Inc.
Portland, OR · BC capacity

Aug 7, 2013 → Sep 30, 2013

Source & corrections

Where this page comes from

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