Michelle Chavez

CRD 6195061 · Wells Fargo Advisors · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Michelle Nicole Chavez; Michelle Nicole Lopez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 99TOSIESeries 7Series 10Series 9Series 66
Registered states (31): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Kansas · Louisiana · Maine · Massachusetts · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Mml Investors Services, LLC
Walnut Creek, CA · IA capacity

Mar 25, 2017 → Sep 3, 2020
Mml Investors Services, LLC
Walnut Creek, CA · BC capacity

Mar 25, 2017 → Sep 3, 2020
Msi Financial Services, Inc.
Walnut Creek, CA · IA capacity

Dec 7, 2016 → Mar 25, 2017
Msi Financial Services, Inc.
Walnut Creek, CA · BC capacity

Dec 7, 2016 → Mar 25, 2017
National Planning Corporation ("npc Of America" In Fl & Ny)
Walnut Creek, CA · IA capacity

Mar 21, 2016 → Sep 22, 2016
National Planning Corporation
Walnut Creek, CA · BC capacity

Mar 21, 2016 → Sep 22, 2016
Princor Financial Services Corporation
Walnut Creek, CA · IA capacity

Jun 22, 2015 → Nov 16, 2015
Princor Financial Services Corporation
Walnut Creek, CA · BC capacity

Jun 15, 2015 → Nov 16, 2015
Sii Investments, Inc.
San Ramon, CA · IA capacity

Jun 20, 2014 → Jun 15, 2015
Sii Investments, Inc.
San Ramon, CA · BC capacity

Jan 9, 2014 → Jun 15, 2015

Source & corrections

Where this page comes from

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