Stephen Russell

CRD 6248976 · Northern Trust Investments, Incorporated · Cicero, NY

IA RegisteredBroker

Also appears in the source record as: Stephen Patrick Russell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 7Series 6
Registered states (1): New York
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Northern Trust Investments, Incorporated
Firm CRD: 105780
SEC number: 801-33358
Assets under management: $1.2T as of Jun 15, 2026
Website: www.linkedin.com/COMPANY/NORTHERN-TRUST-ASSET-MANAGEMENT ↗
Phone: 312-630-6000
Firm location: Chicago, IL, 60603-1008

Employment history (11)

From the source registration record · current first

Northern Trust Securities, Inc.Current
Cicero, NY · BD capacity

Aug 21, 2023 → present
Northern Trust Investments, IncorporatedCurrent
Cicero, NY · IA capacity

Jan 3, 2023 → present
Kestra Advisory Services, LLC
IA capacity

Jan 10, 2022 → Nov 10, 2022
Kestra Investment Services, LLC
BD capacity

Jun 3, 2021 → Nov 10, 2022
Next Financial Group, Inc.
BD capacity

Apr 28, 2021 → May 28, 2021
Cuso Financial Services, L.P.
BD capacity

Nov 17, 2020 → May 28, 2021
Sorrento Pacific Financial, LLC
BD capacity

Nov 16, 2020 → May 28, 2021
Cadaret, Grant & Co., Inc.
BD capacity

Jun 26, 2017 → May 28, 2021
Mml Investors Services, LLC
BD capacity

Mar 10, 2015 → Jun 27, 2017
Hornor, Townsend & Kent, Inc.
IA capacity

Apr 25, 2014 → Feb 12, 2015
Hornor, Townsend & Kent, Inc.
BD capacity

Dec 9, 2013 → Feb 12, 2015

Source & corrections

Where this page comes from

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