Efrain Toro

CRD 6253294 · Wells Fargo Advisors · Coral Gables, FL

IA RegisteredBroker

Also appears in the source record as: Efrain Toro Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 65Series 63
Registered states (4): California · Florida · Georgia · Tennessee
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6253294 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (7)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Coral Gables, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Coral Gables, FL · BC capacity

start not retrieved → present
Lpl Financial LLC
Naples, FL · IA capacity

Jun 3, 2022 → Aug 21, 2025
Lpl Financial LLC
Naples, FL · BC capacity

May 18, 2022 → Aug 21, 2025
Cuna Brokerage Services, Inc.
Tampa, FL · IA capacity

Nov 18, 2019 → May 25, 2022
Cuna Brokerage Services, Inc.
Tampa, FL · BC capacity

Feb 16, 2018 → May 18, 2022
Pruco Securities, LLC.
Tampa, FL · BC capacity

Mar 11, 2016 → Aug 19, 2016

Source & corrections

Where this page comes from

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