Timothy O. Moore
Also appears in the source record as: Timothy O Moore; Timothy Moore; Timothy Olah Moore
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (11)
- Arizona · California · District Of Columbia · Florida · Maryland · New Jersey · North Carolina · Pennsylvania · Texas · Virginia · Wyoming
- Years in the industry (source record)
- 8
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Missionsquare RetirementWashington, DC · IA capacityAug 27, 2021 → Sep 27, 2022
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Missionsquare Investment ServicesWashington, DC · BC capacityAug 27, 2021 → Sep 27, 2022
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Pnc InvestmentsAnnadale, VA · IA capacityNov 4, 2019 → Feb 17, 2021
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Pnc InvestmentsAnnadale, VA · BC capacityNov 4, 2019 → Feb 17, 2021
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Morgan StanleyMclean, VA · IA capacityJan 23, 2018 → Oct 18, 2019
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Morgan StanleyMclean, VA · BC capacityJan 23, 2018 → Oct 18, 2019
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Edward JonesVirginia Beach, VA · IA capacityMay 12, 2017 → May 30, 2017
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Edward JonesVirginia Beach, VA · BC capacityFeb 17, 2017 → May 30, 2017
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.