Derek Allen Nickleson
Also appears in the source record as: Derek Nickleson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 10Series 9Series 66
- Registered states (12)
- Alaska · Arizona · California · Colorado · Florida · Idaho · Indiana · Missouri · Nevada · Oklahoma · Oregon · Texas
- Years in the industry (source record)
- 12
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Cetera Investment Advisers LLCEugene, OR · IA capacityMay 10, 2021 → Mar 10, 2022
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Cetera Investment Services LLCEugene, OR · BC capacityApr 28, 2021 → Mar 10, 2022
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Edward JonesNew Palestine, IN · IA capacityFeb 12, 2018 → Apr 20, 2021
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Edward JonesNew Palestine, IN · BC capacityFeb 12, 2018 → Apr 20, 2021
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Bmo Harris Financial Advisors, IncBrownsburg, IN · IA capacityJun 20, 2017 → Feb 6, 2018
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Bmo Harris Financial Advisors, Inc.Brownsburg, IN · BC capacityJun 20, 2017 → Feb 6, 2018
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J.P. Morgan Securities LLCIndianapolis, IN · IA capacityApr 18, 2017 → Jun 22, 2017
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J.P. Morgan Securities LLCIndianapolis, IN · BC capacityApr 17, 2017 → Jun 22, 2017
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.