Abby Robertson Nolan

CRD 6260059 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Abby Leigh Robertson Nolan; Abby L Robertson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (16): Arizona · California · District Of Columbia · Florida · Georgia · Indiana · Maryland · Massachusetts · New York · North Carolina · Ohio · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (5)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbus, OH · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbus, OH · BC capacity

start not retrieved → present
Fifth Third Securities, Inc.
Columbus, OH · IA capacity

Dec 16, 2014 → Mar 19, 2021
Fifth Third Securities, Inc.
Columbus, OH · BC capacity

Dec 9, 2014 → Mar 19, 2021
J.P. Morgan Securities LLC
Columbus, OH · BC capacity

Dec 16, 2013 → Nov 11, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6260059 ↗ FINRA BrokerCheck record for CRD 6260059 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.