Ryan J Baker

CRD 6273930 · Fidelity Brokerage Services LLC · Fort Collins, CO

IA RegisteredBroker

Also appears in the source record as: Ryan Jonathan Baker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (33): Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Indiana · Iowa · Kansas · Kentucky · Louisiana · Minnesota · Missouri · Montana · Nebraska · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6273930 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Fort Collins, CO · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Fort Collins, CO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Fort Collins, CO · IA capacity

Jan 12, 2022 → Mar 31, 2025
J.P. Morgan Securities LLC
Oakland, CA · IA capacity

Mar 19, 2020 → Nov 23, 2021
J.P. Morgan Securities LLC
Oakland, CA · BC capacity

Mar 19, 2020 → Nov 23, 2021
Ubs Financial Services Inc.
Walnut Creek, CA · IA capacity

Aug 4, 2017 → Apr 3, 2020
Ubs Financial Services Inc.
Walnut Creek, CA · BC capacity

Aug 4, 2017 → Apr 3, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · IA capacity

Apr 16, 2014 → Aug 7, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · BC capacity

Jan 29, 2014 → Aug 7, 2017

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6273930 ↗ FINRA BrokerCheck record for CRD 6273930 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.