Phillip Epting

CRD 6278155 · Captrust · Greensboro, NC

IA RegisteredBroker

Also appears in the source record as: Phillip Alan Epting

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (1): North Carolina
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6278155 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (7)

From the source registration record · current first

CaptrustCurrent
Greensboro, NC · IA capacity

Dec 8, 2020 → present
Capfinancial Securities, LLC.Current
Greensboro, NC · BD capacity

Dec 7, 2020 → present
First Allied Advisory Services, Inc.
IA capacity

Sep 17, 2018 → Sep 15, 2020
First Allied Securities, Inc.
BD capacity

Sep 10, 2018 → Sep 15, 2020
Td Ameritrade, Inc.
IA capacity

Jun 12, 2014 → Sep 7, 2018
Td Ameritrade Investment Management, LLC
IA capacity

Jun 12, 2014 → Sep 7, 2018
Td Ameritrade, Inc.
BD capacity

Mar 25, 2014 → Sep 7, 2018

Source & corrections

Where this page comes from

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