Stephen Jacob Wynn

CRD 6280257 · Fidelity Brokerage Services LLC · Mount Pleasant, SC

IA RegisteredBroker

Also appears in the source record as: Jake Wynn; Stephen Wynn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (25): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Virgin Islands · Virginia · West Virginia
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Mount Pleasant, SC · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Mount Pleasant, SC · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Mount Pleasant, SC · IA capacity

Dec 24, 2020 → Mar 31, 2025
Td Ameritrade, Inc.
Mt.Pleasant, SC · IA capacity

Mar 6, 2018 → Nov 24, 2020
Td Ameritrade Investment Management, LLC
Mt. Pleasant, SC · IA capacity

Mar 6, 2018 → Nov 24, 2020
Td Ameritrade, Inc.
Mt.Pleasant, SC · BC capacity

Mar 6, 2018 → Nov 24, 2020
Prudential Financial Planning Services
Mt. Pleasant, SC · IA capacity

May 9, 2017 → Feb 28, 2018
Pruco Securities, LLC.
Mt. Pleasant, SC · BC capacity

Apr 28, 2016 → Feb 28, 2018
Redwine & Company, Inc.
Charlotte, NC · BC capacity

Jan 28, 2015 → Apr 22, 2016

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6280257 ↗ FINRA BrokerCheck record for CRD 6280257 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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