Stephanie Chaplinski-Kane

CRD 6284040 · Wells Fargo Advisors · Camp Hill, PA

IA RegisteredBroker

Also appears in the source record as: Stephanie Leigh Chaplinski; Stephanie L Chaplinski-Kane; Stephanie Chaplinski-Kane; Stephanie L. Chaplinski-Kane

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (7): Florida · Maryland · Massachusetts · New York · North Carolina · Pennsylvania · Virginia
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Camp Hill, PA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Camp Hill, PA · BC capacity

start not retrieved → present
Santander Securities
York, PA · IA capacity

Jan 9, 2020 → Sep 23, 2025
Santander Securities LLC
York, PA · BC capacity

Jan 9, 2020 → Sep 23, 2025
Cetera Investment Advisers LLC
Harrisburg, PA · IA capacity

Jan 24, 2019 → Jan 3, 2020
Cetera Investment Services LLC
Harrisburg, PA · BC capacity

Jan 24, 2019 → Jan 3, 2020
Lpl Financial LLC
Carlisle, PA · IA capacity

Feb 14, 2018 → Dec 6, 2018
Lpl Financial LLC
Carlisle, PA · BC capacity

Feb 14, 2018 → Dec 6, 2018
Invest Financial Corporation
Carlisle, PA · IA capacity

Nov 13, 2017 → Feb 14, 2018
Invest Financial Corporation
Carlisle, PA · BC capacity

Nov 13, 2017 → Feb 14, 2018
Td Ameritrade, Inc.
Harrisburg, PA · IA capacity

Jul 6, 2015 → Nov 20, 2017
Td Ameritrade Investment Management, LLC
Harrisburg, PA · IA capacity

Jul 6, 2015 → Nov 20, 2017
Td Ameritrade, Inc.
Harrisburg, PA · BC capacity

May 27, 2015 → Nov 20, 2017
The O.N. Equity Sales Company
Carlisle, PA · BC capacity

Jun 3, 2014 → Dec 9, 2014

Source & corrections

Where this page comes from

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