Maximillian Poe

CRD 6284085 · J.P. Morgan Securities LLC · Dayton, OH

IA RegisteredBroker

Also appears in the source record as: Maximillian L Poe; Max Poe; Maximillian Laurence Poe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (17): California · Florida · Georgia · Illinois · Indiana · Kentucky · Michigan · Nevada · New Jersey · New York · North Carolina · Ohio · South Carolina · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Dayton, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Dayton, OH · BC capacity

start not retrieved → present
Edward Jones
Blue Ash, OH · IA capacity

Nov 22, 2016 → Jul 12, 2017
Edward Jones
Blue Ash, OH · BC capacity

Nov 22, 2016 → Jul 12, 2017
Strategic Advisers, Inc.
Covington, KY · IA capacity

Jun 24, 2016 → Nov 15, 2016
Fidelity Brokerage Services LLC
Covington, KY · BC capacity

Jun 16, 2016 → Nov 14, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cincinnati, OH · IA capacity

Dec 24, 2015 → Jun 14, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cincinnati, OH · BC capacity

Nov 11, 2015 → Jun 14, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6284085 ↗ FINRA BrokerCheck record for CRD 6284085 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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