Julian Perez

CRD 6292742 · J.P. Morgan Securities LLC · Hoboken, NJ

IA RegisteredBroker

Also appears in the source record as: Julian Andrew Perez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 63Series 65Series 66
Registered states (16): California · Colorado · Connecticut · Florida · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Virginia · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Hoboken, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Hoboken, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
New York, NY · IA capacity

Jun 30, 2020 → Apr 18, 2022
Fidelity Brokerage Services LLC
New York, NY · BC capacity

May 19, 2020 → Apr 4, 2022
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jan 2, 2018 → May 29, 2020
Ubs Financial Services Inc.
Weehawken, NJ · IA capacity

Dec 8, 2017 → May 29, 2020
Traphagen Financial Group
Oradell, NJ · IA capacity

May 11, 2016 → Nov 8, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6292742 ↗ FINRA BrokerCheck record for CRD 6292742 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.