Timothy Scott Brady

CRD 6310243 · Charles Schwab & Co., Inc. · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Tim S Brady; Tim Brady

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (15): Arizona · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Massachusetts · Nevada · New York · Oregon · Texas · Virginia · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Irvine, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Irvine, CA · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Irvine, CA · BC capacity

Dec 4, 2019 → May 11, 2024
Td Ameritrade Investment Management, LLC
Irvine, CA · IA capacity

Dec 4, 2019 → Sep 7, 2023
Td Ameritrade, Inc.
Irvine, CA · IA capacity

Dec 4, 2019 → Oct 14, 2022
Jrs Investments And Wealth Preservation, LLC
Aliso Viejo, CA · IA capacity

Jun 25, 2018 → Sep 25, 2019
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jun 27, 2016 → Mar 9, 2018
Scottrade, Inc.
Irvine, CA · BC capacity

Aug 5, 2015 → Mar 9, 2018
Edward Jones
St. Louis, MO · BC capacity

May 14, 2014 → Aug 12, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6310243 ↗ FINRA BrokerCheck record for CRD 6310243 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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