Jeffrey M Williams

CRD 6319988 · Fidelity Brokerage Services LLC · Germantown, TN

IA RegisteredBroker

Also appears in the source record as: Jeff M Williams; Jeffrey Morgan Williams

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (14): Alabama · Arkansas · California · Colorado · Florida · Georgia · Indiana · Louisiana · Mississippi · Missouri · North Carolina · Ohio · Tennessee · Texas
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Memphis, TN · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Germantown, TN · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Germantown, TN · IA capacity

Nov 25, 2022 → Mar 31, 2025
Cetera Investment Advisers LLC
Memphis, TN · IA capacity

May 11, 2021 → Aug 25, 2022
Cetera Investment Services LLC
Memphis, TN · BC capacity

Jun 9, 2017 → Aug 25, 2022
Mml Investors Services, LLC
Memphis, TN · BC capacity

Mar 25, 2017 → May 15, 2017
Msi Financial Services, Inc.
Memphis, TN · BC capacity

Jan 2, 2015 → Mar 25, 2017
New England Securities
Memphis, TN · BC capacity

Apr 29, 2014 → Jan 2, 2015

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6319988 ↗ FINRA BrokerCheck record for CRD 6319988 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.