Dustin Davies

CRD 6326818 · J.P. Morgan Securities LLC · Berea, OH

IA RegisteredBroker

Also appears in the source record as: Dustin G Davies; Dustin Glaus Davies

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (21): Arizona · California · Colorado · Connecticut · Florida · Illinois · Kansas · Kentucky · Massachusetts · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Washington · Wyoming
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Berea, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Berea, OH · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Orange Village, OH · IA capacity

Apr 11, 2018 → Jan 11, 2021
Td Ameritrade, Inc.
Orange Village, OH · BC capacity

Apr 11, 2018 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
Orange Village, OH · IA capacity

Apr 11, 2018 → Dec 31, 2020
Pnc Investments
Cleveland, OH · IA capacity

Nov 11, 2014 → Mar 28, 2018
Pnc Investments
Cleveland, OH · BC capacity

Oct 9, 2014 → Mar 28, 2018
Signator Investors, Inc.
Broadview Heights, OH · BC capacity

Jun 3, 2014 → Sep 2, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6326818 ↗ FINRA BrokerCheck record for CRD 6326818 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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