John Mario Montefalco

CRD 6345591 · First Trust Advisors LP · Glen Ellyn, IL

IA RegisteredBroker

Also appears in the source record as: John Montefalco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed: Not yet retrieved from the source record
Registered states: Not yet retrieved from the source record
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6345591 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: First Trust Advisors LP
Firm CRD: 107027
SEC number: 801-39950
Assets under management: $309.2B as of Apr 30, 2026
Website: www.ftsma.com ↗
Phone: 630-765-8000
Firm location: Wheaton, IL, 60187

Employment history (3)

From the source registration record · current first

First Trust Portfolios L.P.Current
Glen Ellyn, IL · IA capacity

start not retrieved → present
First Trust Portfolios L.P.Current
Wheaton, IL · IA capacity

start not retrieved → present
First Trust Advisors LPCurrent
Glen Ellyn, IL · IA capacity

start not retrieved → present

Source & corrections

Where this page comes from

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