Kuria Muthee Mwangi

CRD 6349207 · Wells Fargo Advisors · Charlotte, NC

BrokerRegistration inactive

Also appears in the source record as: Kuria Mwangi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (5): Series 99TOSIESeries 7Series 65Series 63
Registered states (1): North Carolina
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (7)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Securities, LLC
Charlotte, NC · BC capacity

Jan 4, 2018 → May 12, 2025
Pnc Investments
Charlotte, NC · IA capacity

Jul 14, 2015 → Apr 18, 2017
Pnc Investments
Charlotte, NC · BC capacity

Jul 14, 2015 → Apr 18, 2017
Securian Financial Services, Inc.
Charlotte, NC · BC capacity

Mar 23, 2015 → Apr 30, 2015
Vanguard Marketing Corporation
Charlotte, NC · BC capacity

Jul 9, 2014 → Mar 20, 2015

Source & corrections

Where this page comes from

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