Nathan Hale Pfeiffer

CRD 6349963 · T. Rowe Price Associates, Inc. · Colorado Springs, CO

IA RegisteredBroker

Also appears in the source record as: Nathan H Pfeiffer; Nathan Pfeiffer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (5)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Colorado Springs, CO · IA capacity

Apr 23, 2020 → present
T. Rowe Price Investment Services, Inc.Current
Castle Rock, CO · BD capacity

Jul 10, 2019 → present
Oppenheimerfunds Distributor, Inc.
BD capacity

Dec 2, 2016 → Jun 3, 2019
T. Rowe Price Advisory Services, Inc.
IA capacity

Jul 1, 2015 → Oct 31, 2016
T. Rowe Price Investment Services, Inc.
BD capacity

May 29, 2015 → Oct 31, 2016

Source & corrections

Where this page comes from

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