Christopher Vining

CRD 6350413 · Empire Financial Management Company, LLC · Holmdel, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed: Not yet retrieved from the source record
Registered states: Not yet retrieved from the source record
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Empire Financial Management Company, LLC
Firm CRD: 146097
SEC number: 801-106958
Assets under management: $706.0M as of May 29, 2026
Website: empiream.com ↗
Phone: 212-417-8247
Firm location: Holmdel, NJ, 07733-2151

Employment history (3)

From the source registration record · current first

Empire Asset Management CompanyCurrent
Castleton, NY · IA capacity

start not retrieved → present
Empire Asset Management CompanyCurrent
Holmdel, NJ · IA capacity

start not retrieved → present
Empire Financial Management Company, LLCCurrent
Holmdel, NJ · IA capacity

start not retrieved → present

Source & corrections

Where this page comes from

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