Philip Francis Decarlo
Also appears in the source record as: Phil Decarlo; Philip Frank Decarlo
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 63Series 53Series 24Series 7TOSIESeries 1
- Registered states (11)
- California · Connecticut · Florida · Indiana · Massachusetts · New Jersey · New York · South Carolina · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 59
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 63546 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (12)
From the source registration record · current first
-
Dec 13, 2010 → present
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Wells Fargo Advisors, LLCIA capacityFeb 3, 2004 → Dec 16, 2010
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Wells Fargo Advisors, LLCBD capacityOct 1, 1999 → Dec 16, 2010
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First Union Capital Markets Corp.BD capacityMar 16, 1998 → Oct 1, 1999
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Gibraltar Securities Co.BD capacityFeb 2, 1990 → Mar 31, 1998
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Shearson Lehman Hutton Inc.BD capacityFeb 15, 1988 → Feb 8, 1990
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E. F. Hutton & Company IncBD capacityMay 8, 1985 → Feb 15, 1988
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Bevill, Bresler & Schulman IncorporatedBD capacityJul 21, 1983 → Apr 10, 1985
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Hanauer, Stern & Company,incorporatedBD capacityFeb 6, 1979 → Jul 25, 1983
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Halpert, Oberst And CompanyBD capacitySep 7, 1977 → Jan 12, 1979
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Ryan, Beck & Co.BD capacityApr 2, 1976 → Sep 29, 1977
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John J. Ryan & CompanyBD capacityFeb 20, 1967 → Apr 2, 1976
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.