Alexandra Mcarthur
Also appears in the source record as: Alexandra Nicole Eaton; Alexandra Eaton; Alex Eaton
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 66Series 63
- Registered states (6)
- Arkansas · California · Massachusetts · Nevada · New York · Texas
- Years in the industry (source record)
- 8
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (7)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Fidelity Personal And Workplace AdvisorsAustin, TX · IA capacityApr 22, 2024 → Mar 31, 2025
-
49 FinancialAustin, TX · IA capacityJan 3, 2023 → Feb 27, 2024
-
Purshe Kaplan Sterling InvestmentsAustin, TX · BC capacityJan 9, 2020 → Jan 18, 2024
-
Thrivent Advisor Network, LLCAustin, TX · IA capacityJun 30, 2022 → Dec 31, 2022
-
Axa Advisors, LLCAustin, TX · BC capacityJan 4, 2018 → Jan 14, 2020
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.