Douglas M. Hanna

CRD 6361511 · J.P. Morgan Securities LLC · Long Beach, CA

IA RegisteredBroker

Also appears in the source record as: Douglas Michael Hanna; Douglas Hanna

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 99TOSIESeries 7Series 9Series 10Series 66
Registered states (1): California
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Long Beach, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Long Beach, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors
Rolling Hills Estates, CA · IA capacity

Feb 13, 2020 → Oct 9, 2025
Wells Fargo Clearing Services, LLC
Rolling Hills Estates, CA · BC capacity

Feb 13, 2020 → Oct 9, 2025
Valic Financial Advisors, Inc.
St. Louis, MO · IA capacity

Nov 26, 2018 → Feb 5, 2020
Valic Financial Advisors, Inc.
St. Louis, MO · BC capacity

Nov 26, 2018 → Feb 5, 2020

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6361511 ↗ FINRA BrokerCheck record for CRD 6361511 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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