David Eric Zaycek

CRD 6367005 · Charles Schwab & Co., Inc. · Mokena, IL

IA RegisteredBroker

Also appears in the source record as: David E Zaycek; David Zaycek

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 9Series 10Series 66
Registered states (25): Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Michigan · Missouri · Nebraska · Nevada · New Hampshire · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Wisconsin
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Mokena, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Mokena, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Boston, MA · IA capacity

Jul 13, 2018 → Jun 1, 2023
Fidelity Brokerage Services LLC
Orland Park, IL · BC capacity

Dec 18, 2017 → May 31, 2023
Strategic Advisers LLC
Orland Park, IL · IA capacity

Dec 19, 2017 → Jul 13, 2018
Wayne Hummer Investments L.L.C.
Chicago, IL · IA capacity

Aug 28, 2015 → Nov 24, 2017
Wayne Hummer Investments L.L.C.
Chicago, IL · BC capacity

Aug 28, 2015 → Nov 24, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Northbrook, IL · IA capacity

Oct 23, 2014 → Aug 26, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Northbrook, IL · BC capacity

Sep 24, 2014 → Aug 26, 2015

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6367005 ↗ FINRA BrokerCheck record for CRD 6367005 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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