Frederick M. Vicario
Also appears in the source record as: Frederick Michael Vicario Mr.; Frederick Michael Vicario
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (18)
- Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Maine · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · Oregon · Pennsylvania · Rhode Island · Texas · Vermont · Virginia
- Years in the industry (source record)
- 12
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (11)
From the source registration record · current first
-
Mar 31, 2025 → present
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Aug 25, 2021 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacitySep 16, 2021 → Mar 31, 2025
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Citizens Securities, Inc.BD capacityJun 19, 2020 → Jun 25, 2021
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Citizens Investment ServicesIA capacityJun 19, 2020 → Jun 25, 2021
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Ameriprise Financial Services, LLCBD capacityNov 27, 2019 → Mar 26, 2020
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Aug 18, 2015 → Oct 29, 2019
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Columbia Management Investment Advisers, LLCIA capacityAug 18, 2015 → Oct 29, 2019
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Wells Fargo Advisors, LLCIA capacityJan 8, 2015 → Jul 29, 2015
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Wells Fargo Advisors, LLCBD capacityOct 28, 2014 → Jul 29, 2015
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.