Aria Khani

CRD 6373382 · Charles Schwab & Co., Inc. · Carlsbad, CA

IA RegisteredBroker

Also appears in the source record as: Aria John Khani

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (3): California · Nevada · Washington
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Carlsbad, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Carlsbad, CA · BC capacity

start not retrieved → present
Strategic Advisers LLC
San Diego, CA · IA capacity

Mar 31, 2025 → May 6, 2025
Fidelity Brokerage Services LLC
San Diego, CA · BC capacity

Sep 20, 2019 → May 6, 2025
Fidelity Personal And Workplace Advisors
Campbell, CA · IA capacity

Oct 1, 2019 → Mar 31, 2025
Bancwest Investment Services, Inc. (Bwis)
Gilroy, CA · IA capacity

Nov 20, 2018 → Sep 3, 2019
Bancwest Investment Services, Inc.
Gilroy, CA · BC capacity

Aug 22, 2018 → Sep 3, 2019
Wells Fargo Clearing Services, LLC
San Jose, CA · BC capacity

Aug 29, 2014 → Aug 20, 2018

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6373382 ↗ FINRA BrokerCheck record for CRD 6373382 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.