Andrew Goodman

CRD 6389521 · Fidelity Brokerage Services LLC · Merrimack, NH

IA RegisteredBroker

Also appears in the source record as: Andrew Mark Goodman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6389521 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Massapequa Park, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Massapequa Park, NY · BD capacity

Aug 13, 2024 → present
Fidelity Brokerage Services LLCCurrent
Merrimack, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 27, 2024 → Mar 31, 2025
Securities America, Inc.
BD capacity

Jan 9, 2023 → Feb 8, 2024
Securities America Advisors, Inc.
IA capacity

Jan 9, 2023 → Feb 8, 2024
Ameriprise Financial Services, LLC
BD capacity

Jan 15, 2021 → Feb 23, 2021
Mml Investors Services, LLC
IA capacity

Jan 13, 2020 → Jan 22, 2021
Mml Investors Services, LLC
BD capacity

Jan 10, 2020 → Jan 22, 2021
Pruco Securities, LLC.
BD capacity

Oct 13, 2014 → Dec 23, 2019

Source & corrections

Where this page comes from

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