Dominick Moscardelli

CRD 6399405 · Charles Schwab & Co., Inc. · Edwardsville, IL

IA RegisteredBroker

Also appears in the source record as: Dominick P Moscardelli; Dominick Paul Moscardelli

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (14): Arizona · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Missouri · Nevada · North Carolina · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Edwardsville, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Edwardsville, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
St. Louis, MO · IA capacity

Apr 4, 2023 → Mar 11, 2025
Fidelity Brokerage Services LLC
St. Louis, MO · BC capacity

Mar 12, 2023 → Mar 11, 2025
Td Ameritrade Investment Management, LLC
St. Louis, MO · IA capacity

Aug 1, 2018 → Feb 24, 2023
Td Ameritrade, Inc.
St. Louis, MO · BC capacity

Aug 1, 2018 → Feb 24, 2023
Td Ameritrade, Inc.
St. Louis, MO · IA capacity

Aug 1, 2018 → Oct 14, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

Dec 23, 2016 → Oct 31, 2017
Scottrade, Inc.
St Louis, MO · BC capacity

Sep 8, 2015 → Oct 31, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6399405 ↗ FINRA BrokerCheck record for CRD 6399405 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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