Andy A Rubio

CRD 6422583 · J.P. Morgan Securities LLC · New Hyde Park, NY

IA RegisteredBroker

Also appears in the source record as: Andy Alexander Rubio; Andy Rubio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (12): California · Connecticut · Florida · Georgia · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · South Carolina · Texas · Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New Hyde Park, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New Hyde Park, NY · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bayside, NY · IA capacity

Jan 21, 2020 → Jun 6, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bayside, NY · BC capacity

Oct 29, 2019 → Jun 6, 2022
Nylife Securities LLC
New York, NY · BC capacity

Nov 19, 2018 → Oct 24, 2019
Hsbc Securities (USA) Inc.
Jackson Heights, NY · BC capacity

Jul 27, 2016 → Nov 17, 2017

Source & corrections

Where this page comes from

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