Angela Maria Otero
Also appears in the source record as: Angela M Galves; Angela Maria Galves; Angela Maria Galves-Garcia; Angela Maria Galvez Diago; Angela M Otero
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 7TOSeries 6TOSIESeries 99Series 66Series 63
- Registered states (51)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 7
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 6426697 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (7)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Merrill Lynch, Pierce, Fenner & Smith IncorporatedPittsburgh, PA · IA capacityApr 21, 2023 → Jun 12, 2024
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedPittsburgh, PA · BC capacityFeb 27, 2023 → Jun 12, 2024
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J.P. Morgan Securities LLCPittsburgh, PA · BC capacityOct 14, 2021 → Jan 31, 2023
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Andbanc Brokerage, LLCMiami, FL · BC capacityJan 21, 2019 → Jul 31, 2020
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Mariva Capital Markets, LLCMiami, FL · BC capacityOct 23, 2015 → Jun 23, 2017
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.