Christopher Date

CRD 6440236 · Fidelity Brokerage Services LLC · Torrance, CA

IA RegisteredBroker

Also appears in the source record as: Christopher Masaki Date; Christopher Date

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (21): Arizona · Arkansas · California · Florida · Hawaii · Idaho · Illinois · Indiana · Louisiana · Montana · Nevada · New Jersey · New York · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Torrance, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Torrance, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Torrance, CA · IA capacity

Jul 28, 2020 → Mar 31, 2025
Citigroup Global Markets Inc.
Los Angeles, CA · IA capacity

Mar 5, 2019 → Jul 9, 2020
Citigroup Global Markets Inc.
Los Angeles, CA · BC capacity

Mar 5, 2019 → Jul 9, 2020
Mml Investors Services, LLC
Los Angeles, CA · IA capacity

May 4, 2018 → Feb 27, 2019
Mml Investors Services, LLC
Los Angeles, CA · BC capacity

May 2, 2018 → Feb 27, 2019
J.P. Morgan Securities LLC
Los Angeles, CA · IA capacity

Dec 21, 2016 → Apr 23, 2018
J.P. Morgan Securities LLC
Los Angeles, CA · BC capacity

Dec 21, 2016 → Apr 23, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Los Angeles, CA · IA capacity

Jan 26, 2016 → Dec 27, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Los Angeles, CA · BC capacity

Jan 26, 2016 → Dec 27, 2016
Waddell & Reed
Torrance, CA · IA capacity

Oct 22, 2015 → Dec 1, 2015
Waddell & Reed
Torrance, CA · BC capacity

Jul 10, 2015 → Dec 1, 2015

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6440236 ↗ FINRA BrokerCheck record for CRD 6440236 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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