Benjamin Goodrich

CRD 6463390 · Fidelity Brokerage Services LLC · Greenwood Village, CO

IA RegisteredBroker

Also appears in the source record as: Ben Goodrich; Benjamin F Goodrich; Benjamin Francis Goodrich

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Dayton, MN · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Dayton, MN · BD capacity

Jun 15, 2021 → present
Fidelity Brokerage Services LLCCurrent
Greenwood Village, CO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jun 18, 2021 → Mar 31, 2025
Prudential Financial Planning Services
IA capacity

Oct 28, 2020 → Apr 21, 2021
Pruco Securities, LLC.
BD capacity

Aug 3, 2018 → Apr 21, 2021
Prudential Customer Solutions LLC
IA capacity

Aug 3, 2018 → Dec 31, 2020
Northwestern Mutual Investment Services, LLC
BD capacity

Jul 5, 2017 → Jul 3, 2018
Northwestern Mutual Investment Services,llc
IA capacity

Jul 5, 2017 → Jul 3, 2018
Lpl Financial LLC
BD capacity

Nov 11, 2015 → Mar 15, 2017
Wealth Enhancement Advisory Services, LLC
IA capacity

Apr 25, 2016 → Feb 16, 2017
Wealth Enhancement Brokerage Services, LLC
BD capacity

Nov 16, 2015 → Feb 16, 2017
Lpl Financial LLC
IA capacity

Apr 20, 2016 → Apr 22, 2016
U.S. Bancorp Investments, Inc.
BD capacity

Jun 9, 2015 → Oct 23, 2015

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6463390 ↗ FINRA BrokerCheck record for CRD 6463390 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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