Ronald Darwin

CRD 6468436 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Ron Eugene Darwin Jr; Ronald Eugene Darwin Jr; Ronald Eugene Darwin; Ronald Darwin Jr; Ronald E Darwin Jr; Ronald Darwin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 65Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6468436 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Cleveland, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Salt Lake City, UT · IA capacity

Dec 9, 2021 → Mar 31, 2025
Victory Capital Management Inc.
San Antonio, TX · IA capacity

Jan 22, 2021 → Sep 9, 2021
Victory Capital Services, Inc.
San Antonio, TX · BC capacity

Nov 29, 2019 → Sep 9, 2021
J.P. Morgan Securities LLC
San Antonio, TX · IA capacity

Mar 19, 2019 → Aug 28, 2019
J.P. Morgan Securities LLC
San Antonio, TX · BC capacity

Mar 19, 2019 → Aug 28, 2019
Wells Fargo Clearing Services, LLC
Canyon Lake, TX · IA capacity

Jul 19, 2018 → Jan 3, 2019
Wells Fargo Clearing Services, LLC
Canyon Lake, TX · BC capacity

Jul 18, 2018 → Jan 3, 2019
Transamerica Financial Advisors, Inc.
Plano, TX · IA capacity

Feb 21, 2018 → Jun 12, 2018
Transamerica Financial Advisors, Inc
Plano, TX · BC capacity

Feb 21, 2018 → Jun 12, 2018
Primerica Advisors
San Antonio, TX · IA capacity

Sep 29, 2017 → Feb 12, 2018
Pfs Investments Inc.
San Antonio, TX · BC capacity

Aug 7, 2017 → Feb 12, 2018

Source & corrections

Where this page comes from

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