Diego Llano

CRD 6484107 · Fidelity Brokerage Services LLC · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: Diego A Llano; Diego Alfonso Llano; Diego Alfonso Llano Marotta; Diego Llano; Diego Alfonso Marotta

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (11): Arizona · California · Colorado · Florida · Hawaii · Nevada · New Hampshire · Oregon · Texas · Utah · Washington
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Campbell, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Palo Alto, CA · IA capacity

Oct 17, 2024 → May 27, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Palo Alto, CA · BC capacity

Oct 17, 2024 → May 27, 2025
Charles Schwab & Co., Inc.
Sunnyvale, CA · IA capacity

Jan 22, 2022 → Sep 25, 2024
Charles Schwab & Co., Inc.
Sunnyvale, CA · BC capacity

Oct 27, 2021 → Sep 25, 2024
J.P. Morgan Securities LLC
Los Gatos, CA · BC capacity

Aug 21, 2019 → Oct 4, 2021
Wells Fargo Clearing Services, LLC
Palo Alto, CA · BC capacity

Jun 8, 2015 → Aug 30, 2017

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6484107 ↗ FINRA BrokerCheck record for CRD 6484107 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.